RIA / High Net Worth

Strategies for Registered Investment Advisors and High Net Worth Individuals

Large Cap  A large cap strategy that invests in companies with superior earnings growth and selling at attractive valuations.

Dividend Select  A more conservative, dividend-focused approach for investors. This strategy is designed to be a “sleep at night” portfolio to help investors build wealth and keep it.

Mid Cap  A mid cap strategy using a blend of quantitative and fundamental research.

SMID Cap A SMID cap strategy using a blend of quantitative and fundamental research.

Small Cap  A small cap strategy that looks to uncover improving fundamentals at companies that exhibit above-average growth prospects.

Our services for Registered Investment Advisors and High Net Worth individuals include the following:

Transparent Communications

• Monthly trade communications
• Monthly market overviews
• Weekly Investor emails
• Customized client reporting
• Experienced team members readily available to discuss our strategies and meet with clients

Tax Efficiency

• Ability to reposition portfolios over time considering gain tolerances
• Recommendations for gifting appreciated stock
• Tax loss harvesting services
• Consistent focus on minimizing trades and tax consequences

Customization

• Ability to manage customized portfolios considering stock restrictions and client preferences

Dedicated service team with 37 years of combined experience

• Proactive daily review of all account activity
• Timely response with same day solutions
• Flexible and detailed approach to partnership