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Compliance

Led by our dedicated chief compliance officer, Laurie Hayek, Argent Capital® operates under a culture of compliance that encompasses conservative, transparent business processes and a written code of ethics that governs client interactions. Argent employees participate in ongoing compliance training and certify to their knowledge of and obligations under our compliance policies.

Argent meets the compliance standards for the CFA Institute’s Global Investment Performance Standards (GIPS) for performance measurement and reporting.  Ashland Partners & Company, LLP, has completed third-party verification of the firm and performance examinations of the Argent Large Cap Growth Equity Composite for periods beginning January 1, 2003 and the Small Cap Core Equity Composite since its inception on January 1, 2008.

For more information about Argent’s compliance disclosure, click on the links below.

Links to PDFs: Argent ADV I, ADV II Disclosure Brochure, Firm Verification Report, Argent Large Cap Growth Equity Composite Verification Report, Argent Small Cap Core Equity Composite Verification Report