Led by our dedicated chief compliance oﬃcer, Laurie Hayek, Argent Capital® operates under a culture of compliance that encompasses conservative, transparent business processes and a written code of ethics that governs client interactions. Argent employees participate in ongoing compliance training and certify to adhere to any obligations under our compliance policies.
Argent meets the compliance standards for the CFA Institute’s Global Investment Performance Standards (GIPS) for performance measurement and reporting. A third party has completed the veriﬁcation of the ﬁrm and performance examinations of the Argent Large Cap Growth Equity Composite for periods beginning January 1, 2003, and the Small Cap Core Equity Composite since its inception on January 1, 2008.
For more information about Argent’s compliance disclosure, click on the links below:
Argent ADV I
ADV II Disclosure Brochure
Argent ADV Part 3 (Form CRS)
Firm Veriﬁcation Report
Argent Large Cap Growth Equity Composite Veriﬁcation Report
Argent Small Cap Core Equity Composite Veriﬁcation Report
Argent Large Cap Dividend Select Composite Performance Examination Report
Argent Mid Cap Composite Performance Examination Report