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Compliance

Led by our dedicated chief compliance officer, Laurie Hayek, Argent Capital® operates under a culture of compliance that encompasses conservative, transparent business processes and a written code of ethics that governs client interactions. Argent employees participate in ongoing compliance training and certify to adhere to any obligations under our compliance policies.

Argent ADV I
ADV II Disclosure Brochure
Form CRS (Argent ADV Part 3)

Argent meets the compliance standards for the CFA Institute’s Global Investment Performance Standards (GIPS®) for performance measurement and reporting. A third party has completed the verification of the firm and performance examinations of the Argent Large Cap Growth Equity Composite for periods beginning January 1, 2003, the Dividend Select Composite since its inception on January 31, 2005, the Mid Cap Composite since its inception on March 31, 2014 and the SMID Cap Composite since its inception on January 1, 2020.

For more information about Argent’s GIPS® verification and performance exams, click on the links below:

Firm Verification Report
Argent Large Cap Growth Equity Composite Verification Report
Argent Large Cap Dividend Select Composite Performance Examination Report
Argent Mid Cap Composite Performance Examination Report
Argent SMID Cap Composite Performance Examination Report

Argent Capital Management, LLC (“Argent”) is a registered investment adviser with the United States Securities and Exchange Commission in accordance with the Investment Advisers Act of 1940. Argent claims compliance with the Global Investment Performance Standards (GIPS®). A firm that claims compliance with the GIPS standards must establish policies and procedures for complying with all the applicable requirements of the GIPS standards.  Verification provides assurance on whether the firm’s policies and procedures related to composite and pooled fund maintenance, as well as the calculation, presentation and distribution of performance, have been designed in compliance with the GIPS standards and have been implemented on a firm-wide basis. Verification and performance examination reports along with a list of composite descriptions and broad distribution pooled funds are available upon request by contacting our Chief Compliance Officer, Laurie Hayek at [email protected] or 314-561-3549. GIPS® is a registered trademark of CFA Institute.  CFA Institute does not endorse or promote this organization, nor does it warrant the accuracy or quality of the content contained herein.

 https://www.cigna.com/legal/compliance/machine-readable-files

This link leads to the machine-readable files that are made available in response to the federal Transparency in Coverage Rule and includes negotiated service rates and out-of-network allowed amounts between health plans and healthcare providers. The machine readable files are formatted to allow researchers, regulators, and application developers to more easily access and analyze data.