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Compliance

Led by our dedicated chief compliance officer, Laurie Hayek, Argent Capital® operates under a culture of compliance that encompasses conservative, transparent business processes and a written code of ethics that governs client interactions. Argent employees participate in ongoing compliance training and certify to adhere to any obligations under our compliance policies.

Argent meets the compliance standards for the CFA Institute’s Global Investment Performance Standards (GIPS) for performance measurement and reporting. A third party has completed the verification of the firm and performance examinations of the Argent Large Cap Growth Equity Composite for periods beginning January 1, 2003, the Small Cap Core Equity Composite since its inception on January 1, 2008, the Dividend Select Composite since its inception on January 31, 2005, the Mid Cap Composite since its inception on March 31, 2014 and the SMID Cap Composite since its inception on January 1, 2020.

For more information about Argent’s compliance disclosure, click on the links below:

Argent ADV I
ADV II Disclosure Brochure Standard
ADV II Disclosure Brochure – Institutional
Argent ADV Part 3 (Form CRS)
Firm Verification Report
Argent Large Cap Growth Equity Composite Verification Report
Argent Large Cap Dividend Select Composite Performance Examination Report
Argent Mid Cap Composite Performance Examination Report
Argent SMID Cap Composite Performance Examination Report

Argent Capital Management, LLC (“Argent”) is an independent investment management firm comprised of two distinct business entities: the Non-Wrap Fee/SMA Business of Argent Capital Management, LLC (“Principal Business”), which does not include wrap fee/SMA clients; and the Wrap Fee/SMA Business of Argent Capital Management, LLC (“Wrap Business”), which includes only wrap fee/SMA clients. The Principal Business claims compliance with the Global Investment Performance Standards (GIPS®). A firm that claims compliance with the GIPS standards must establish policies and procedures for complying with all the applicable requirements of the GIPS standards.  Verification provides assurance on whether the firm’s policies and procedures related to composite and pooled fund maintenance, as well as the calculation, presentation, and distribution of performance, have been designed in compliance with the GIPS standards and have been implemented on a firm-wide basis.  Verification and performance examination reports along with a list of composite descriptions and broad distribution pooled funds are available upon request by contacting our Chief Compliance Officer, Laurie Hayek at [email protected] or 314-561-3549. GIPS® is a registered trademark of CFA Institute.  CFA Institute does not endorse or promote this organization, nor does it warrant the accuracy or quality of the content contained herein.

 

https://www.cigna.com/legal/compliance/machine-readable-files

This link leads to the machine-readable files that are made available in response to the federal Transparency in Coverage Rule and includes negotiated service rates and out-of-network allowed amounts between health plans and healthcare providers. The machine readable files are formatted to allow researchers, regulators, and application developers to more easily access and analyze data.

Who is Argent Capital?

We are driven by one goal at Argent Capital—building wealth for our clients over the long term. Helping investors realize their investment goals inspires us now as much as it did 20 …

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Get to Know the Argent Team

We have an experienced and dedicated team with a variety of areas of expertise. We all work with the same goal in mind—create the best possible experience for our clients.

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Our Philosophy & Process

Argent’s Change-Based InvestingSM strategies construct high conviction portfolios designed to maximize opportunities to benefit our clients.

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